Alpha Capital Compliance Ltd

Applications for Regulatory Authorisation

ACCL specialises in helping firms seeking authorisation to undertake investment business in the UK or other global jurisdictions, obtain their license from the FCA or other local regulators.

Prices for this service can be mutually agreed on a case by case basis depending on the type of license application however, there are no hidden costs or excessive charges for ‘telephone time’. The costs are payable in two distinct elements being:

  1. ‘Commencement Fee and Submission Fee’ – Being 70% of the agreed fee payable immediately on commencement. This will cover all preparatory work, the provision of all required manuals, policies, procedures and other documentation, the submission and responsibility of progressing the application and liaison with the relevant regulator; and
  2. ‘Authorisation Fee’ – Being 30% of the agreed fee payable only upon the successful awarding of the license by the relevant regulator to the applicant.

To discuss your requirements further or to obtain a blank, template copy of ACCL’s Proposal Document for your information and with no obligation, please contact ACCL at or by telephone.”

FCA Applications

Find out about the other services we provide

Compliance Services

ACCL can help with financial services compliance both in UK, the EU and other jurisdictions.

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Compliance Documentation

ACCL can supply Compliance documents as part of a managed project or on an ad-hoc basis.

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Money Laundering Prevention

ACCL is well placed to help you with all issues relating to Money Laundering Prevention.

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UK Company Formation

If you are looking to incorporate a company in the UK, then ACCL can help you.

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FCA Financial Returns

AT ACCL our own models for collating data have been validated by reputable London based auditors.

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Other FCA Returns

ACCL can project manage your FCA GABRIEL schedule in an efficient and timely fashion.

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