ACCL can help you with all issues relating to financial services Compliance both in the United Kingdom, the EU and in other jurisdictions. UK Compliance includes, but is not limited to:

• Advice on interpreting all elements of the Financial Conduct Authority’s (“FCA”) Handbook;
• Compliance Monitoring;
• Financial Services and Markets Act 2000 (“FSMA”);
• Markets in Financial Instruments Directive (“MiFID”);
• Regulatory change, development and implementation;
• Complaints and The Financial Ombudsman Service (“FOS”);
• The Financial Services Compensation Scheme;
• Corporate Governance;
• Client Money and Client Assets (“CASS”);
• Data Protection;
• Training and Competence;
• Trading Names and Appointed Representatives.