Alpha Capital Compliance Ltd

Financial Compliance

ACCL can help you with all issues relating to financial services Compliance both in the United Kingdom, the EU and in other jurisdictions. UK Compliance includes, but is not limited to:

  • Advice on interpreting all elements of the Financial Conduct Authority’s (“FCA”) Handbook;
  • Compliance Monitoring;
  • Financial Services and Markets Act 2000 (“FSMA”);
  • Markets in Financial Instruments Directive (“MiFID”);
  • Regulatory change, development and implementation;
  • Complaints and The Financial Ombudsman Service (“FOS”);
  • The Financial Services Compensation Scheme;
  • Corporate Governance;
  • Client Money and Client Assets (“CASS”);
  • Data Protection;
  • Training and Competence;
  • Trading Names and Appointed Representatives.
Compliance Checking

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UK Company Formation

If you are looking to incorporate a company in the UK, then ACCL can help you.

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Compliance Documentation

ACCL can supply Compliance documents as part of a managed project or on an ad-hoc basis.

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Money Laundering Prevention

ACCL is well placed to help you with all issues relating to Money Laundering Prevention.

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FCA License Applications

ACCL specialises in helping UK startup firms and established firms obtain FCA licenses.

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FCA Financial Returns

AT ACCL our own models for collating data have been validated by reputable London based auditors.

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Other FCA Returns

ACCL can project manage your FCA GABRIEL schedule in an efficient and timely fashion.

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